SOURCE: VERITEC INC

VERITEC INC - 4

 

 

              Check this box if no longer subject to Section 16.  Form 4 or Form 5 obligations may continue.  See Instruction 1(b)

(Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

 

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility

Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:              3235-0287

Expires:              December 31, 2014

Estimated average burden

hours per response. . . . . . . .. . 0.5

1.  Name and Address of Reporting Person*

 

              The Matthews Group LLC

2.  Issuer Name and Ticker or Trading Symbol

 

     Veritec, Inc.                                          VRTC

5.  Relationship of Reporting Person(s) to Issuer

(Check all applicable)

              __ ___ Director              ___X__ 10% Owner

              __ ___ Officer (give              _____ Other (specify

                            title below)                            below)

                           

 

6.              Individual or Joint/Group Filing (Check Applicable Line)

                X Form filed by One Report Person

      ___ Form filed by More than One Reporting Person

       (Last)                                     (First)              (Middle)

 

 

              1430 Orkla Dr.

3.              Date of Earliest

              Transaction Required

              to be Reported

              (Month/Day/Year)

 

              9/17/12

4.              If Amendment,

              Date Original

              Filed (Month/Day/Year)

(Street)

              Golden Valley              MN                            55427

              (City)                        (State)                   (Zip)

Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.              Title of Security

              (Instr. 3)

2.  Trans-action Date

 

              (Month/

              Day/

              Year)

2A.              Deemed Execution Date, if any (Month/Day/

              Year)

3. Trans-

              action Code (Instr. 8)

4.              Securities Acquired (A)

              or Disposed of (D)

              (Instr. 3, 4 and 5)

5.              Amount of Securities Beneficially Owned Following Reported Transaction (s) (Instr. 3 and 4)

6.  Owner-ship Form:  Direct (D) or Indirect (I)

              (Instr. 4)

7. Nature of

              Indirect Beneficial Owner-ship

Code

V

Amount

(A) or (D)

Price

Pauline K. Finstad

9/20/12

 

S

 

127,500

D

.40

8,145,718

D

 

Lee R. Finstad

9/20/12

 

S

 

122,500

D

.40

8,023,218

D

 

Khiem V. Tran

9/20/12

 

S

 

193,590

D

.40

7,829,628

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Reminder:  Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).


Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

 

1.  Title of Derivative Security (Instr. 3)

2. Conver-sion or Exercise Price of Derivative Security

3.  Trans-action Date

(Month/Day/

Year)

3A.  Deemed Execution Date, if any

(Month/Day/

Year)

4.  Trans-action Code

(Instr. 8)

 

5.  Number of Derivative Securities

Acquired (A) or

Disposed of (D)

 

(Instr. 3, 4, and 5)

6  Date Exercisable and Expiration Date (Month/Day/ Year)

7.  Title and Amount of Underlying Securities

(Instr. 3 and 4)

8.  Price of Derivative Security

(Instr. 5)

9. Number of derivative Securities Beneficially Owned following Reported Transaction(s)

(Instr. 4)

10. Ownership Form of Derivative Security:  Direct (D) or Indirect (I)

 

(Instr. 4)

11.  Nature of Indirect Beneficial Ownership

(Instr. 4)

 

 

 

Code

 

 

 

V

 

 

 

    (A)

 

 

 

   (D)

 

 

Date

Exer-

cisable

 

 

Expira-tion Date

 

 

 

Title

Amount or Number of Shares

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Explanation of Responses:

(1)  The Matthews Group, LLC did a private sale of 127,500 shares of common stock to Polly Finstad; 122,500 to Lee R. Finstad and 193,590 to Khiem V. Tran valued at $.40 per share.

 

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.

              See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:  File three copies of this Form, one of which must be manually signed.  If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

                                                           /s/Van Thuy Tran____________

9/20/2012             

** Signature of Reporting Person                                                        Date             

 


 

 

              Check this box if no longer subject to Section 16.  Form 4 or Form 5 obligations may continue.  See Instruction 1(b)

(Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

 

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility

Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:              3235-0287

Expires:              December 31, 2014

Estimated average burden

hours per response. . . . . . . .. . 0.5

1.  Name and Address of Reporting Person*

 

              The Matthews Group LLC

2.  Issuer Name and Ticker or Trading Symbol

 

     Veritec, Inc.                                          VRTC

5.  Relationship of Reporting Person(s) to Issuer

(Check all applicable)

              __ ___ Director              ___X__ 10% Owner

              __ ___ Officer (give              _____ Other (specify

                            title below)                            below)

                           

 

6.              Individual or Joint/Group Filing (Check Applicable Line)

                X Form filed by One Report Person

      ___ Form filed by More than One Reporting Person

       (Last)                                     (First)              (Middle)

 

 

              1430 Orkla Dr.

3.              Date of Earliest

              Transaction Required

              to be Reported

              (Month/Day/Year)

 

              9/17/12

4.              If Amendment,

              Date Original

              Filed (Month/Day/Year)

(Street)

              Golden Valley              MN                            55427

              (City)                        (State)                   (Zip)

Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.              Title of Security

              (Instr. 3)

2.  Trans-action Date

 

              (Month/

              Day/

              Year)

2A.              Deemed Execution Date, if any (Month/Day/

              Year)

3. Trans-

              action Code (Instr. 8)

4.              Securities Acquired (A)

              or Disposed of (D)

              (Instr. 3, 4 and 5)

5.              Amount of Securities Beneficially Owned Following Reported Transaction (s) (Instr. 3 and 4)

6.  Owner-ship Form:  Direct (D) or Indirect (I)

              (Instr. 4)

7. Nature of

              Indirect Beneficial Owner-ship

Code

V

Amount

(A) or (D)

Price

Hoffman Family Revocable Living Trust

9/21/12

 

S

 

45,000

D

.40

7,784,628

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Reminder:  Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).


Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

 

1.  Title of Derivative Security (Instr. 3)

2. Conver-sion or Exercise Price of Derivative Security

3.  Trans-action Date

(Month/Day/

Year)

3A.  Deemed Execution Date, if any

(Month/Day/

Year)

4.  Trans-action Code

(Instr. 8)

 

5.  Number of Derivative Securities

Acquired (A) or

Disposed of (D)

 

(Instr. 3, 4, and 5)

6  Date Exercisable and Expiration Date (Month/Day/ Year)

7.  Title and Amount of Underlying Securities

(Instr. 3 and 4)

8.  Price of Derivative Security

(Instr. 5)

9. Number of derivative Securities Beneficially Owned following Reported Transaction(s)

(Instr. 4)

10. Ownership Form of Derivative Security:  Direct (D) or Indirect (I)

 

(Instr. 4)

11.  Nature of Indirect Beneficial Ownership

(Instr. 4)

 

 

 

Code

 

 

 

V

 

 

 

    (A)

 

 

 

   (D)

 

 

Date

Exer-

cisable

 

 

Expira-tion Date

 

 

 

Title

Amount or Number of Shares

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Explanation of Responses:

(1)  The Matthews Group, LLC did a private sale of 45,000 shares of common stock to Hoffman Family Revocable Living Trust valued at $.40 per share.

 

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.

              See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:  File three copies of this Form, one of which must be manually signed.  If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

                                                           /s/Van Thuy Tran_________

9/21/2012             

** Signature of Reporting Person                                                        Date